Fintech & Crypto Compliance Advisory Services

Intelligent, effective, and practical regulatory compliance solutions for fintech and cryptocurrency companies navigating the dynamic landscape of financial services regulation. Gosai Law provides managed compliance programs, risk management strategies, and ongoing regulatory advisory to ensure clients remain compliant with all relevant legislation while thriving within the regulatory framework.

AML/CTF Program Development

Design and implementation of comprehensive Anti-Money Laundering and Counter-Terrorist Financing programs including customer identification and verification procedures, ongoing customer due diligence, suspicious matter reporting procedures, record-keeping requirements, and staff training programs.

Compliance Program Development

Design and implementation of compliance frameworks tailored to fintech and crypto operations including compliance policies and procedures, monitoring and reporting systems, staff training programs, and compliance culture development.

Regulatory Risk Management

Comprehensive identification and management of legal and regulatory risks including operational risks, compliance risks, strategic risks, and reputational risks. Services include risk assessment frameworks, risk appetite definition, control design and implementation, and compliance monitoring.

Ongoing Compliance Management

Ongoing monitoring and management of compliance obligations including annual review cycles, notification deadlines, regulatory updates affecting the company, AUSTRAC reporting (annual AML/CTF reports, threshold transactions, international funds transfers), and maintaining good standing with regulators.

Regulatory Reporting

Guidance on meeting complex reporting obligations to ASIC, APRA, AUSTRAC, and other regulators including periodic reporting requirements, breach notification, and significant event reporting.

Regulatory Response Services

Assistance responding to regulatory requests including information requests, compliance reviews, on-site inspections, regulatory investigations, and enforcement action defense. Services include investigation response strategy, document production, and negotiating with regulators.