RWA Token Compliance Management

InvestaX provides comprehensive compliance management services for tokenized real-world assets throughout the token lifecycle, leveraging MAS-licensed infrastructure and 6 years of regulatory expertise.

Lifecycle Management and Compliance Oversight

Complete post-issuance compliance and governance oversight including:

• Portfolio Tracking and Management: Ongoing monitoring of tokenized asset holdings and investor registries
• Compliance and Governance Oversight: Continuous compliance monitoring and governance oversight throughout the token lifecycle
• Transaction Monitoring: Real-time monitoring of token transfers and trading activities to ensure ongoing regulatory compliance
• Reporting and Auditing: Detailed reporting throughout the token lifecycle for regulatory filings and audit requirements

Compliance Policy Development

Establishment of comprehensive compliance frameworks including:

• KYC and AML Procedures: Development and implementation of KYC and AML rules, policies, and compliance procedures tailored to each asset class and jurisdiction
• Investor Authorization Rules: Definition of authorization and pre-approval requirements for token holders and transfers based on securities regulations
• Documentation and Disclosure: Preparation of disclosure statements with risk factors and critical information for regulatory compliance

Regulatory Compliance Infrastructure

All compliance services leverage InvestaX's regulatory licenses:

• MAS CMS License: Capital Markets Services license for dealing in securities, ensuring compliance with Singapore securities regulations
• MAS RMO License: Recognised Market Operator license for operating an organized market, enabling compliant secondary trading oversight

KPMG Singapore and Singapore FinTech Association highlighted in their 2024 Asset Tokenization C-Suite Playbook: "What sets this apart is InvestaX's status as a licensed platform, allowing for regulatorily compliant issuance and trading of digital asset securities or security tokens."

Ongoing Regulatory Support

Working with clients to meet requisite listing, trading, and ongoing compliance requirements for their tokenized assets across primary offerings and secondary market activities.