Ongoing Regulatory Compliance Advisory

d&a partners' Regulatory department provides comprehensive ongoing compliance support for Web3 businesses and financial institutions, ensuring daily adherence to evolving regulatory obligations including MiCA, DORA, and French financial regulations.

Service Overview

This outsourced compliance service covers the full spectrum of regulatory requirements for crypto-asset service providers, payment institutions, investment firms, and management companies. The firm's compliance team manages day-to-day regulatory operations, allowing clients to focus on business growth while maintaining robust compliance frameworks.

What's Included

• Daily Compliance Operations: Governance frameworks, internal control systems, compensation compliance, equity compliance, PSEE outsourcing oversight, and comprehensive AML/CTF compliance programs
• Internal Procedures Development: Preparation and implementation of anti-money laundering and counter-terrorism financing procedures, internal control frameworks, and outsourcing governance for important or critical functions (PSEE)
• Regulatory Audits: On-demand compliance audits providing detailed recommendations for regulatory improvements and gap analysis, helping clients identify potential compliance issues before they escalate into regulatory violations
• M&A Compliance Support: Regulatory due diligence and compliance management for acquisitions, stake acquisitions, and sales of regulated financial entities including payment service providers, investment firms, and asset management companies
• Evolving Regulatory Guidance: Expert navigation of new and emerging regulations including MiCA (Markets in Crypto-Assets), DORA (Digital Operational Resilience Act), and evolving CASP (Crypto-Asset Service Provider) requirements

Why Choose d&a partners

As specialists in Web3 regulatory compliance, d&a partners has supported 40% of French ICOs that obtained AMF approval and assisted dozens of Digital Asset Service Providers with their registrations. Their deep expertise in European crypto regulation and proactive approach to emerging frameworks ensures clients remain compliant as the regulatory landscape evolves.