Digital Asset Compliance Program Management

Comprehensive compliance advisory and program development services for cryptocurrency exchanges, digital currency businesses, and digital asset platforms operating under Australian AML/CTF and AFSL regulatory frameworks.

AML/CTF Program Development

Specialized services for developing and implementing AML/CTF compliance programs tailored for digital currency businesses. Services include development of AML/CTF programs meeting AUSTRAC requirements, customer due diligence procedures for crypto customers, suspicious matter reporting frameworks and SAR filing guidance, transaction monitoring policies for digital currency flows, and record-keeping requirements compliance. Rubicon Law helps cryptocurrency exchanges, wallet providers, and other digital asset businesses establish robust AML/CTF compliance operations.

AFSL Compliance Framework

Ongoing compliance program management for digital asset businesses operating under an AFSL. Services include development of compliance policies and procedures, compliance framework implementation, internal compliance monitoring programs, compliance training for staff, and regulatory reporting obligations management. The firm ensures AFSL holders maintain ongoing compliance with ASIC requirements.

Compliance Officer Services

Practical compliance support and advisory services for digital asset businesses. Services include compliance policy documentation, compliance program reviews and audits, regulatory obligation assessments, compliance training programs for teams, and ongoing compliance advisory as regulatory requirements evolve. The firm provides expert guidance on maintaining compliant operations in the fast-evolving digital asset regulatory landscape.

Regulatory Reporting & Monitoring

Ongoing support for regulatory reporting obligations and compliance monitoring. Services include suspicious matter reporting procedures, AUSTRAC reporting obligations management, threshold transaction reporting, ongoing compliance monitoring and testing, and preparation for regulatory audits and examinations. Rubicon Law ensures digital currency businesses meet their continuous reporting and monitoring obligations under Australian law.