Digital Asset Compliance Advisory & Management

Comprehensive compliance advisory and outsourced compliance operations for cryptocurrency exchanges, blockchain protocols, DeFi platforms, and digital asset businesses. Citrin Cooperman's 30+ member Digital Asset Practice provides end-to-end compliance program development and ongoing management.

Compliance Policy Development

Anti-money laundering (AML), bribery and corruption, and know your customer (KYC) compliance programs tailored for digital asset businesses. Development of comprehensive compliance policy documentation, risk and internal control analysis including SOX 404 compliance for public companies, and specialized regulatory compliance strategies for DeFi platforms and protocols.

Outsourced Compliance Operations

Outsourced transaction monitoring services specifically designed for regulated entities including BitLicense holders and bank charters operating in the digital asset space. Full-service compliance officer support for digital asset companies, ongoing compliance program management with continuous monitoring and updates, and comprehensive regulatory reporting support to meet jurisdiction-specific requirements.

Regulatory Advisory

Proactive regulatory advisory addressing evolving cryptocurrency regulations across multiple jurisdictions. Securities law analysis for DeFi tokens and governance structures, assessment of AML/KYC considerations for DeFi platforms with fiat on-ramps, and development of regulatory engagement strategies for DeFi protocols navigating uncertain regulatory landscapes.

Compliance Training & Audit Preparation

Customized compliance training programs for digital asset business teams and staff. Regulatory audit preparation services to ensure readiness for examinations by BitLicense regulators, SEC, FinCEN, or other agencies. Internal control evaluations specifically addressing unique risks in digital asset operations, and SOX 404 compliance support for publicly-traded digital asset companies.

DeFi-Specific Compliance

Compliance program development addressing the unique challenges of decentralized finance platforms. Regulatory compliance strategies for DeFi lending platforms, decentralized exchanges, and staking protocols. Risk assessment and mitigation strategies for smart contract vulnerabilities and protocol-level risks, and incident response planning tailored to DeFi platform architectures.

Technology & Cybersecurity Compliance

NYDFS cybersecurity regulation compliance (23 NYCRR 500) for companies operating in New York. SOC 2 Type II security readiness assessments and reporting for digital asset custodians and exchanges. GLBA and other financial services cybersecurity compliance requirements, and BitLicense security requirements implementation and documentation.

Why Choose Citrin Cooperman

The Digital Asset Practice combines deep regulatory expertise with practical understanding of blockchain technology and cryptocurrency operations. The team serves cryptocurrency exchanges, DeFi protocols, custody providers, and institutional participants in digital asset markets, bringing 45+ years of professional services excellence to the emerging digital asset industry.