Compliance Readiness & Managed Services

Comprehensive compliance preparation, attestation, and control examination services helping cryptocurrency companies meet regulatory requirements and prepare for audits, SOC examinations, and licensing.

Compliance Readiness Services

Guidance and preparation support for crypto companies facing compliance deadlines including financial statement audit preparation, SOC audit readiness, money transmitter license applications, and other regulatory requirements.

Audit Preparation: Pre-audit assessments identifying documentation gaps, accounting issues, and control deficiencies before formal audit engagement begins. Includes sample testing, documentation preparation, and team training.

SOC Readiness: Preparing for SOC 1 or SOC 2 examinations through control documentation, process mapping, evidence gathering, and readiness assessments.

MTL Licensing Support: Supporting money transmitter license applications and maintenance through financial statement preparation, compliance documentation, and regulatory coordination.

Regulatory Response: Assisting with regulatory inquiries, examination requests, and compliance filings requiring financial data or attestations.

Internal Control Examinations

Internal control examination and evaluation services assessing the design and operating effectiveness of a crypto company's internal controls over financial reporting, custody operations, transaction processing, and compliance procedures. These examinations follow established attestation standards while incorporating crypto-specific control considerations.

Key Areas Evaluated: Custody controls including private key management and multi-signature wallet controls, transaction processing controls across multiple chains, financial reporting controls including crypto accounting policies, and compliance controls covering AML/KYC procedures and regulatory reporting.

Deliverables: Formal attestation report on the design and operating effectiveness of internal controls, management letter with detailed findings and recommendations, and roadmap for control enhancement and maturation.

Attestation Services

Independent CPA verification on a wide range of subject matters specific to the digital asset industry following professional attestation standards.

Common Engagements: Reserve attestations providing independent verification of reserve holdings, compliance attestations verifying compliance with specific regulatory requirements, process attestations providing assurance on effectiveness of specific processes, and financial position attestations for counterparty due diligence.

Compliance Areas Covered

• Financial reporting compliance (GAAP/IFRS)
• State money transmitter licensing
• Federal registration and reporting
• International regulatory frameworks
• Internal control frameworks (COSO, SOC)

Value Delivered

Proactive compliance preparation reduces surprises, accelerates formal examination processes, and demonstrates professionalism to regulators and auditors. Crypto-specific knowledge ensures readiness activities address the unique compliance challenges of digital asset businesses including exchanges, custodians, stablecoins, miners, and DeFi protocols.