Blockchain Securities Issuance & Transfer Agent Services

Prometheum provides end-to-end infrastructure for tokenizing securities and real-world assets through its SEC-registered broker-dealer (ProFinancial) and SEC-registered transfer agent (Prometheum Financial). This comprehensive service enables companies, fund sponsors, and asset managers to issue securities on blockchain technology with full regulatory compliance and ongoing shareholder administration.

Capital Formation & Tokenization Services

ProFinancial handles comprehensive capital formation for blockchain-based securities issuance. As a FINRA member and SEC-registered broker-dealer, ProFinancial is authorized to conduct primary sales of equities, debt, mutual funds, and other securities products issued on blockchain.

Blockchain Securities Issuance: ProFinancial manages the complete capital raise process for securities issued and transferred via distributed ledger technology, providing a gateway into the Prometheum ecosystem where assets access full lifecycle support from issuance through trading and custody.

Tokenization Services: Prometheum offers tokenization services for issuers, supporting both registered and exempt offerings. Issuers can leverage blockchain technology to represent traditional securities on distributed ledger infrastructure.

Lower Cost Model: Reduces reliance on traditional intermediaries, lowering fees while reaching new pools of investors compared to conventional issuance methods.

Real-Time Transparency: Blockchain-based auditability enables issuers to track ownership and transaction history with unprecedented transparency.

Regulatory Compliance: Full KYC and AML checks on all customers ensure compliance with federal securities laws and FINRA rules throughout the issuance process.

Transfer Agent & Shareholder Services

Prometheum Financial operates as an SEC-registered transfer agent providing ongoing shareholder administration and corporate action execution for blockchain-issued securities.

Shareholder Recording: Maintains accurate records of security ownership for blockchain-based securities, tracking both on-chain transfers (recorded on distributed ledger) and off-chain transactions. This dual capability ensures comprehensive ownership tracking regardless of transaction venue.

Corporate Actions Execution: Handles operational execution of corporate actions including dividend distributions, stock splits, rights offerings, proxy voting and governance processes, and shareholder communications.

Blockchain Integration: Bridges traditional transfer agent services with blockchain technology, enabling issuers to leverage distributed ledger benefits while maintaining SEC compliance for ownership records and corporate governance.

Comprehensive Lifecycle Support

Securities issued through ProFinancial automatically gain access to Prometheum Capital's qualified custodial services, correspondent clearing for broker-dealers, and in the future, Prometheum ATS's secondary market trading—delivering complete blockchain securities infrastructure under unified SEC/FINRA oversight.

Target Clients

Fund sponsors, corporations, asset managers, and any entity seeking to tokenize securities or real-world assets, raise capital through blockchain-based offerings, or maintain compliant shareholder records for digital securities—all while operating within U.S. securities law frameworks.