EDX Embedded Compliance & Risk Management Platform

EDX Markets delivers comprehensive embedded compliance infrastructure as part of its institutional trading, custody, and white-label crypto-as-a-service platforms. The compliance framework provides turnkey regulatory program management, automated risk controls, and ongoing compliance operations enabling financial institutions to launch and operate crypto services with institutional-grade regulatory safeguards.

Risk & Compliance Infrastructure

Comprehensive collateral and risk management infrastructure with real-time monitoring across trading, custody, and settlement operations. Advanced market surveillance powered by standardized rulebook ensuring fair, orderly markets. Pre-trade risk controls include max order sizes, duplicate order checks, price banding, and cancel-on-disconnect protections. Automated post-trade risk management with customizable margin calls, liquidations, and auto-deleveraging mechanisms.

AML/CFT Compliance Program

Full-service AML/CFT compliance framework embedded into platform operations including transaction monitoring, suspicious activity reporting (SAR), and sanctions screening. Comprehensive KYC/AML compliance procedures built into institutional onboarding process with verification of credentials and regulatory status. Regular regulatory reporting and disclosure obligations managed through platform infrastructure. Compliance with Singapore Payment Services Act and MAS consumer protection guidelines (PS-G03).

Collateral & Settlement Risk Management

Bankruptcy-remote collateral and settlement accounts with full subaccount segregation protecting client assets. Real-time reconciliation and transparent netting across trading and custody operations. Collateral flexibility supporting trade and settlement in stablecoins, real-world assets (RWA), or crypto. Automated settlement workflows integrated with clearinghouse providing daily net settlement and default fund protections.

Market Surveillance & Monitoring

Advanced market surveillance systems monitor trading activity for manipulation, spoofing, wash trading, and other prohibited conduct. Standardized rulebook enforcement ensuring consistent application of trading rules. Transaction risk scoring analyzing transfers for suspicious patterns. Chain analytics integration providing real-time threat detection and wallet address risk assessment.

White-Label Compliance Integration

For FlowConnect white-label clients, complete compliance infrastructure integrates seamlessly into branded trading experiences. Configurable risk parameters aligned with client risk frameworks and regulatory requirements. Hierarchical subaccount management enabling client-level segregation and monitoring. Comprehensive reporting and audit trails for regulatory examinations.

Authorization & Access Controls

Multi-signature authorization requiring multiple approvals for sensitive operations. Role-based access controls limiting actions based on user permissions and organizational hierarchy. Configurable approval thresholds based on transaction size, asset type, or counterparty risk. Complete audit trail of all authorization requests, approvals, and operational changes.

Operational Support

24/7 high-touch support from experienced compliance and risk operations teams. White-glove onboarding assistance including compliance setup and regulatory consultation. Dedicated relationship management for enterprise clients navigating complex regulatory requirements. Technical integration assistance for compliance API connectivity and custom reporting needs.

Security Standards

SOC 2-aligned internal controls with regular third-party security audits. Multi-party computation (MPC) and hardware security module (HSM)-secured custody infrastructure. 100% cold wallet architecture isolating assets from internet-connected systems. Comprehensive security monitoring and incident response procedures.

Target Clients

Designed for financial institutions launching or expanding crypto operations including traditional banks and brokerages entering crypto markets, fintech platforms and neo-banks, payment processors adding crypto rails, licensed exchanges upgrading compliance infrastructure, wealth management platforms, hedge funds and proprietary trading firms requiring robust operational risk management.