Blockchain Regulatory Compliance and Audit Services

Comprehensive Regulatory Compliance Programs

EisnerAmper provides end-to-end compliance program development and managed regulatory services for blockchain companies navigating complex and evolving regulatory requirements. Our compliance specialists help cryptocurrency exchanges, digital asset funds, blockchain protocols, and crypto-native businesses establish and maintain robust compliance frameworks.

Regulatory Compliance Services

Our regulatory compliance program includes policy development and documentation, anti-money laundering (AML) and know-your-customer (KYC) policy creation, Bank Secrecy Act (BSA) compliance implementation, securities law compliance assessment, regulatory policy documentation, compliance monitoring and testing, regulatory change management, and liaison with regulatory authorities. We stay current with federal and state regulations affecting the blockchain industry, helping clients maintain compliance while pursuing business objectives.

Audit Readiness and SOC Reporting

We prepare blockchain companies for financial audits and provide System and Organization Controls (SOC) examinations. Services include pre-audit assessments, internal control evaluation and improvement, financial statement preparation and review, audit trail development for crypto transactions, SOC 1 Type 1 and Type 2 examinations, SOC 2 Type 1 and Type 2 examinations, and ongoing compliance monitoring. These reports are essential for blockchain companies that handle customer assets or provide services requiring demonstrated control effectiveness.

Risk Management and Internal Controls

Our team develops robust risk management frameworks and internal control systems for digital asset operations. This includes enterprise risk assessment, internal control framework design and implementation, custody and wallet security controls, transaction approval and authorization processes, segregation of duties design, business continuity and disaster recovery planning, third-party risk management, and ongoing control testing.

SOX Compliance Support

For blockchain companies preparing to go public or already subject to Sarbanes-Oxley Act requirements, we provide SOX readiness assessments, scoping and risk assessment, control framework design and documentation, control implementation support, control testing and deficiency remediation, management certification support, external audit coordination, and ongoing compliance monitoring to ensure effective internal controls over financial reporting.

Why Choose EisnerAmper

EisnerAmper brings together specialized blockchain expertise with the resources of a major accounting and consulting firm. Our dedicated team has years of experience working with digital assets and understands the unique compliance challenges facing the blockchain industry. We combine deep regulatory knowledge with practical implementation experience to help clients build sustainable compliance programs.